It must continuously monitor all operations carried out in the trading environment (organized over-the-counter market).
The goal is to identify any signs of actions harmful to the proper functioning of the market, such as: creating artificial conditions of supply and demand, manipulating offers and prices, fraudulent operations, using practices that do not promote fairness in trading, and money laundering. In cases of suspected irregularities, BEE4 initiates a process of analysis and investigation.
Operations Supervision provides a safer environment for investors, intermediaries, and listed companies, ensuring transparency in offers, operations, and price formation.
Maintaining Operations Supervision is mandatory in regulated markets under CVM regulations, to which BEE4 is subject.
BEE4’s Self-Regulation department operates autonomously and independently from the company’s management, reporting directly to the Self-Regulation Council and BEE4’s Board of Directors.
The Self-Regulation Council, in turn, is responsible for overseeing the execution of the Self-Regulation department’s work plan and adjudicating administrative processes.
Self-Regulation must provide information requested by the CVM or other authorities whenever required.
BEE4 also offers an anonymous whistleblowing channel, accessible via this link, with all reports being received and handled by the Self-Regulation department.
BEE4 has a Compliance and Internal Controls Department focused on creating procedures, rules, and controls aimed at mitigating the risks of errors, fraud, and regulatory violations. Additionally, internal controls and compliance programs are essential to improving BEE4’s governance, increasing credibility with clients, enhancing service quality, promoting the organizational culture and its ethical principles, and consolidating conduct standards.
